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  • 一種智能法律合約驅動的聯邦學習數據授權和執行方法

    Data authorization and execution method for federated learning driven by smart legal contracts

    • 摘要: 在數字經濟時代,數據已成為社會創新的核心生產要素. 聯邦學習具有“數據不動、模型動”的特點,推動了數據使用方式從“數據集中共享”向“模型協同計算”數據要素流通方式的轉型,然而,現有將區塊鏈與智能合約應用于聯邦學習的工作多側重于數據溯源和激勵機制,在法律責任界定上仍缺乏有效的“法鏈結合”數據確權、合約執行監督、和權益分配機制. 針對這一問題,本文提出了一種智能法律合約驅動的聯邦學習數據授權和執行方法,構建了基于智能法律合約SPESC語言的聯邦學習監督架構,通過合約條款對聯邦學習任務的執行進行發布、分配與監控. 該架構中的授權與執行管理平臺通過數據授權模塊對數據授權合約模板實現“要約–承諾–執行–仲裁”的數據要素全鏈條管理,其優勢在于:結合去中心化標識和區塊鏈技術對合約當事人進行身份認證,并采用可自動執行的合約條款進行數據授權,同時設計了違約和仲裁條款對數據確權和權益分配進行監督,確保不同主體間數據使用權與經營權的合規性,其中的聯邦計算模塊通過合約模板對聯邦系統中的計算任務進行配置,并實現對執行權責的監督. 實驗結果表明,在相同的訓練輪數下本文方法較傳統方法模型準確率提升了約5%,并在30輪內達到98%的收斂準確率. 實驗驗證了數據授權合約中數據授權條款的自動執行與鏈上追溯,確保了聯邦學習中的身份合規性與授權透明性,并設計了針對參與節點間的聯邦計算合約模板,通過該模板對節點選擇算法進行性能分析,結果表明算法的模型訓練較穩定,收斂速度較快,研究為推動數據要素市場數字化轉型提供了一種新的思路.

       

      Abstract: In the era of the digital economy, data has become a foundational production factor that drives social and technological innovation. Federated learning (FL) enables collaborative model training while keeping data localized (characterized by “moving models instead of data”). This shifts data circulation from a regime of “centralized data sharing” to one of “collaborative model computation.” However, existing FL architectures lack effective mechanisms for data rights confirmation, benefit allocation, and delineation of legal responsibilities associated with data authorization and FL execution. These deficiencies reveal an urgent need to integrate legal enforceability with technological transparency—a “law-chain integration” approach. To address this issue, we propose a smart legal contract-driven approach for data authorization and execution in FL. An FL governance framework is designed based on a specification language for smart contracts (SPESC), which facilitates the publication, assignment, and monitoring of FL tasks through contractual clauses. The SPESC language is crucial as it provides a formal bridge to map complex legal stipulations concerning usage rights, liability, and dispute resolution into verifiable, executable smart contract code on the blockchain. This framework introduces a “whole-chain” management concept for data elements, covering their life cycle from initial authorization through final model deployment. Within this framework, an authorization and execution management platform is designed to employ its data authorization module for implementing a cyclical “offer–acceptance–execution–arbitration” process via standardized contract templates. This automation transforms the traditionally ambiguous legal process into an auditable and predictable technical workflow. By integrating decentralized identifiers and blockchain technology, the platform ensures identity authentication of contracting parties and enforces data authorization through self-executing contract clauses. These clauses are encoded to specify the precise scope of data usage, the duration of authorization, and the terms for access and revocation. Breach and arbitration clauses are also incorporated to supervise data ownership confirmation and rights allocation, ensuring compliance in data usage and operational rights among local training and central model aggregation nodes. Furthermore, the federated computation module utilizes contract templates to configure computing tasks within the federated system and oversee the responsibilities and accountability of participants during execution. The contracts establish clear quality standards and ensure that the model updates adhere to predefined protocols, making the entire training process verifiable and accountable. Experimental evaluations demonstrate the feasibility of automated execution and on-chain traceability of data authorization clauses, ensuring identity compliance and transparency in FL. In addition, we propose a federated computing contract template that enables the evaluation of node-selection algorithms. Experimental results demonstrate that the model training process within this framework remains stable and achieves rapid convergence. Quantitatively, the proposed FedMSNS algorithm achieves an accuracy improvement of approximately 5% over traditional methods and reaches 98% convergence accuracy within just 30 rounds. These findings highlight the potential of the proposed framework to support the digital transformation of the data-factor market by establishing a credible, compliant, and technically robust foundation for data-factor circulation. Our work provides a foundational legal and technical solution for developing decentralized data collaboration ecosystems.

       

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