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  • 基于特征工程與機器學習的8620鋼淬透性高效預測

    Hardenability prediction model of 8620 steel based on machine learning

    • 摘要: 8620鋼是重要的機械用鋼,常用于傳遞較大動力、承受較大載荷的齒輪,應用于運輸、起重、機車牽引及風力發電等重要領域. 淬透性是衡量鋼鐵材料在熱處理過程中硬度分布均勻性的重要指標,直接影響材料的力學性能和使用壽命,在齒輪鋼的生產和應用中尤為重要,傳統的淬透性評估方法主要依賴于Jominy端淬試驗,由于試驗流程復雜、耗時,存在工作量大、成本高等問題. 本研究基于8620鋼產線數據,結合機器學習與特征工程技術,采用SHAP方法以及最優子集法篩選關鍵特征變量,使用7種不同的機器學習算法構建淬透性預測模型,結合十折交叉驗證方法系統評估模型性能. 對比分析發現,XGBoost模型在原始特征集上的表現最佳(決定系數R2=0.894,均方根誤差RMSE=0.820 HRC,±2 HRC內的命中率為94.19%),經特征篩選后RF模型仍保持較高精度(R2=0.866,RMSE=0.928 HRC,±2 HRC內的命中率為93.66%),同時計算效率提高33%,實現8620鋼Jominy端淬試樣淬火端7.9 mm處硬度值(J7.9值)的低維高精度預測,為8620鋼淬透性的預測和優化提供科學依據.

       

      Abstract: 8620 steel is a critical alloy widely used in the manufacturing of gears designed to transmit substantial power and endure heavy loads. Its applications span vital sectors, including transportation, lifting equipment, locomotive traction, and wind power generation. Hardenability, a key measure of the uniformity hardness distribution during heat treatment, significantly influences the mechanical properties and service life of gear steel components. Traditional hardenability assessment relies on the Jominy end-quench test, which is labor-intensive, time-consuming, and costly. Although conventional empirical models provide a practical approach to hardenability prediction, they struggle to capture complex multivariate relationships. This study used 834 production line data, covering 19 chemical compositions and J7.9 values, to obtain 772 valid samples through systematic data preprocessing (including missing value processing and outlier removal based on two times the interquartile range). In the feature engineering stage, Pearson correlation analysis was used to reveal the correlation between the chemical components of 8620 steel. The average linkage hierarchical clustering method was further used to divide the 19 elements into six feature clusters. The SHAP method was used to reveal the key influence of elements such as chromium (Cr), carbon (C), molybdenum (Mo), manganese (Mn), cerium (Ce), tungsten (W), aluminum, and silicon on hardenability. Among them, Cr, C, and Mo showed significant positive contributions, while nitrogen showed a negative effect. Combined with knowledge of materials science, six important features of Cr, C, Mo, Mn, Ce, and W were preliminarily screened out. The four features of C, Cr, Mo, and Ce were further screened out by the optimal subset method to construct a low-dimensional and high-precision model. Seven machine learning algorithms: linear regression (LR), K-nearest neighbor (KNN), decision tree (DT), random forest (RF), gradient boosting decision tree (GBDT), extreme gradient boosting (XGBoost) and lightweight gradient boosting machine (LightGBM), were used to construct hardenability machine learning models. Ten-fold cross validation was used to ensure the generalization ability of the model. The determination coefficient (R2), root mean square error (RMSE), and deviation ratio between the model prediction value and experimental value within ±2 HRC of the hardenability bandwidth (hit rate within ±2 HRC) were introduced to measure the performance of the hardenability model established by each algorithm. The results show that the XGBoost model performed best on the original feature set (R2=0.894, RMSE=0.820 HRC, 94.19% hit rate within ±2 HRC). The RF model after feature screening maintained high accuracy (R2=0.866, RMSE=0.928 HRC, 93.66% hit rate within ±2 HRC) while improving computational efficiency by 33%. The prediction effect is also significantly better than the traditional empirical formula (R2=0.398, RMSE=1.934 HRC, 73.58% hit rate within ±2 HRC). Compared with traditional methods, the machine learning model not only revealed the complex nonlinear relationship between chemical composition and hardenability but also achieved a balance between model interpretability and computational efficiency through feature dimensionality reduction. The research results confirm that the data-driven method can break through the limitations of traditional empirical formulas in multivariate modeling, provide a scientific basis for the control of the narrow hardenability band of 8620 steel, have significant engineering application value, and promote the development of steel manufacturing towards intelligence and precision.

       

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